Full Time Compliance Officer at Old Mutual
The Incumbent is individually accountable for assisting the Business Units in establishing and embedding a culture of compliance..
Establishing and continuously improving a consistent operating framework for the identification, management, monitoring and reporting of Compliance risks and issues; Reporting compliance breaches to Chief Risk Officer on a monthly /quarterly basis; Provide oversight to the operational team, which acts as the first line monitors and investigators of suspicious activity; Handle the management and execution of second line monitoring and assessment program for Anti-Money Laundering/Counter-Terrorism Financing (AML/CTF); Improve and maintain AML/CTF policies and procedures; Ensure detailed and prompt investigation of all AML/CTF incidents and cases; Maintain a proper register of all incidents reported internally and externally; Monitoring the performance of the Compliance Program and related activities on a continuing basis, taking appropriate steps to improve its effectiveness; Identifying applicable Legislation, Regulatory Directives and analysing the impact thereof on the Group and applying this to Group processes and procedures, current/new projects and current/new products; Ensuring that internal policies do not contravene current and/or proposed Legislation, Regulatory Directives, Rules and Regulations; Assist in general compliance awareness, AML/CFT and refresher trainings.
The incumbent must have knowledge of “competition law.”
Bachelor Of Accountancy: Accountancy And Law
15 April 2023
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